EN BANC
RE:
COMPLAINT AGAINST JUSTICE
ELVI JOHN S. ASUNCION OF THE
COURT OF APPEALS A.M.
No. 06-6-8-CA
X - - - - -
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ATTY. ROBERTO C. PADILLA,
Complainant,
-versus- A.M.
No. 06-44-CA-J
ASSOCIATE JUSTICE ELVI
JOHN S. Present:
Respondent.
PUNO, C.J.,
QUISUMBING,
YNARES-SANTIAGO,
SANDOVAL-GUTIERREZ,
CARPIO,
AUSTRIA-MARTINEZ,
CARPIO-MORALES
CALLEJO, SR.,
AZCUNA,
TINGA,
CHICO-NAZARIO,
GARCIA,
VELASCO, JR., and
NACHURA, JJ.
Promulgated:
x ----------------------------------------------------------------------------------------x
DECISION
PER CURIAM:
The Cases
Before Us are two (2) administrative
cases against Justice Elvi John S. Asuncion of the Court of Appeals [CA].
The first, docketed
as A.M. No. 06-6-8-CA, stems from an unsigned letter dated
Subsequently, on August 29, 2006, the Court also referred to Investigator-designate Justice Pardo an
unsigned letter dated August 17, 2006, allegedly from an Associate Justice of
the Court of Appeals, fully supporting the investigation of Justice Elvi John
S. Asuncion, and citing “one particular case pending in his division that will
show how he operates.”[2] The case mentioned in the letter is Bank of Commerce v. Hon. Evelyn
Corpus-Cabochan, et al., CA-G.R. No. 91258, allegedly involving an
irregularly issued temporary restraining order [TRO].
The second
administrative case, A.M. No. 06-44-CA-J, is based on a verified complaint
dated August 22, 2006[3]
filed by Atty. Roberto C. Padilla with the Office of the Court Administrator,
charging Justice Elvi John S. Asuncion with “culpable dereliction of duty,
malicious delay in the administration of justice and gross ignorance of the
law” in connection with CA-G.R. SP No. 60573, entitled “Philippine National Bank v. NLRC and Erlinda Archinas.” The Court likewise referred this complaint to
Justice Bernardo P. Pardo for investigation, report and recommendation.
On
Justice Pardo
reports that he conducted an investigation of the cases on August 10 and 30,
September 14 and 27, October 4, 16 and 26, December 8, all in 2006, and on
Justice Asuncion’s Antecedents
From the record, it
appears that respondent Justice Elvi John S. Asuncion was appointed Associate
Justice of the Court of Appeals on
The Investigation
A.M.
No. 06-6-8-CA
The unsigned letter
complaint, that gave rise to the instant case, reads:
“
“Hon. Artemio V. Panganiban
Chief Justice, Supreme Court
Padre Faura,
“Sir:
“Please
direct an immediate judicial audit on Court of Appeals Justice Elvi Asuncion.
“This
magistrate has been sitting on motions for reconsideration for six months to
more than a year unless the parties come across.
“This
CA Justice is an unmitigated disgrace to the judiciary. How he ever reached his lofty position is
truly disconcerting. He is a thoroughly
CORRUPT person who has no shame using his office to extort money from
litigants. He is equally, if not more,
deprave than Demetrio Demetria who was dismissed by the Supreme Court.
“I
hope you can terminate his service in the judiciary ASAP to save the
institution. Thank you.
“Very truly yours,
“AN AGGRIEVED PARTY”
To the foregoing
complaint, respondent Justice Asuncion filed his Comment dated
On
In this connection,
the Investigating Justice reports that after making inquiries, he found that
the Court of Appeals had not acted on the approval of the injunction bond in
this case, thus, no writ of preliminary injunction has been issued to date.[7]
Meanwhile, in the
“a) Master List of Criminal Cases Raffled to J.
Asuncion from
“b) Master List of Heinous Crimes Raffled to J.
Asuncion from
“c) Master List of Civil Cases Raffled to J. Asuncion
from
“d) Master List of Special Cases Raffled to J.
Asuncion from
The Investigating
Justice also required the respondent to submit a report on the status of the
cases contained in the handwritten list given to the respondent on
Subsequently, on
This, and earlier
reports on the status of cases assigned to respondent Justice Asuncion, would
be the basis of the findings of the Investigating Justice.
A.M. No. 06-44-CA-J
As mentioned above, this second case
is based on a verified complaint filed by Atty. Roberto C. Padilla, charging
Justice Elvi John S. Asuncion with “culpable dereliction of duty, malicious
delay in the administration of justice and gross ignorance of the law”, in
connection with CA-G.R. SP No. 60573, entitled “Philippine National Bank vs. NLRC and Erlinda Archinas”.
The facts, as
culled from the Investigating Justice’s Report[10],
are as follows:
“On
“On
“Meantime, the NLRC issued an Entry of Judgment making final and
executory the decision of the labor arbiter as of
“On May
28, 2001, the Court of Appeals, through respondent Justice Asuncion, dismissed
the petition of PNB and affirmed in toto the
decision of NLRC in favor of Ms. Archinas.
“On
“In the
interim, on
“On
October 30, 2001, respondent Justice Asuncion issued another resolution which
reiterated the July 24, 2001 resolution “ordering the parties to maintain the status quo in this case pending
resolution” of PNB’s motion for reconsideration.
“On
“Despite Ms. Archinas’ filing with the Court of Appeals of numerous
motions for early resolution of the motion for reconsideration dated
“Finally, on
Respondent Justice Asuncion filed his Comment dated November 15, 2006 on
the Padilla complaint, raising the following arguments: [1] That the July 24,
2001 and October 30, 2001 resolutions in CA-G.R. SP No. 60573 were collegial
acts of the First Division, CA, duly concurred in by the two other CA justices
of the division; [2] That the July 24,
2001 resolution did not grant PNB’s motion for issuance of a temporary
restraining order, and the October 30, 2001 resolution is not tantamount to a
preliminary injunction issued ex parte;
and [3] The delay in resolving the motion for reconsideration was not deliberate
or maliciously motivated. The respondent
restated therein the reasons he proffered in his Comment in A.M. No.
06-8-08-CA.
The Findings of the Investigating Justice
In the first
administrative case, A.M. No. 06-6-8-CA, the Investigating Justice submits the
following findings:
“After meticulous analysis of the record and the
evidence submitted, the investigation would show that, as related in the
unsigned letter of February 17, 2006, there were indeed several cases assigned
to respondent Justice Asuncion with motions for reconsideration still remaining
unresolved way beyond the ninety day period prescribed in Rule 52, Section 3 of
the Rules of Court. Moreover, there were
also numerous motions for reconsideration which respondent Justice resolved
beyond the reglementary period.
“The master lists of cases submitted by the Clerk of
Court, CA, en banc, disclose that, as
of September 30, 2006, there were seventy
one motions for reconsideration still pending
resolution; further, there were one
hundred seventy nine motions for reconsideration which were resolved beyond the ninety-day period[11]
x
x x x x x x x x
“What is more, there are several cases assigned to
respondent Justice Asuncion which are still undecided, and those that were
decided beyond the one (1) year period prescribed in the 1987 Constitution.
x
x x x x x x x x
“As of
x x x x x x x x x
“Further, there were four hundred nine cases which had been decided beyond the twelve
month period prescribed in the 1987 Constitution (Article VIII, Section 15[1]),
to wit[13]:
x x x x x x x x x
“In his comments dated August 30, 2006, and November
15, 2006, respondent Justice Asuncion admitted delay in the resolution of some
motions for reconsideration of cases assigned to him albeit with obvious pride
in his massive record of disposition of cases x x x In fact, respondent Justice
Asuncion listed only nine cases that were still unresolved and pending as of
his reassignment to the CA-Cebu Station.
“However, the record would show that there were
motions for reconsideration filed as far back as 2000 that were still pending
resolution, as of the (sic)
“There are also cases that were raffled to respondent
Justice Asuncion before
x x x x x x x x x
“As excuses or justification, respondent Justice
stated that the delay in resolving cases is partly due to the heavy initial
caseloads of CA justices, the continuous raffling of new cases and the
re-raffling of old cases handled by promoted and retired CA justices. We find this position unacceptable. It is necessary for newly-appointed justices
to be assigned initial caseloads. No one
is exempted. Further, in the raffling
and re-raffling of subsequent cases, these are more or less equally distributed
to all justices. Hence, not only respondent
Justice, but all CA Justices are ‘swamped’ with cases. This, however, is not a reason to violate the
clear mandate in the Constitution and the Rules of Court to decide cases
promptly and resolve motions for reconsideration within their reglementary
period. x x x
“Again, respondent Justice attributes his admitted
delay in resolving pending motions for reconsideration to various
administrative functions assigned to him by the Court or Presiding Justice that
took much of his time and attention. x x
x
“We are not impressed or swayed that these
administrative functions greatly burdened respondent Justice to the extent that
he failed to discharge the basic duty of a justice with diligence and
efficiency. It is evident that such
additional tasks are seasonal in nature, hence, need not consume too much of
his time to the detriment of pending cases.
x x x
“Consequently, respondent Justice Asuncion must be
reminded that decision-making is the primordial duty of a member of the
bench. All other tasks must give way
thereto. What is alarming is that
respondent Justice seemed to have reveled
in his extra-curricular activities
of spearheading various celebrations and events that are not judicial
functions. These cannot take precedence
over decision-making.”[15]
In the second case,
A.M. No. 06-44-CA-J, the findings of the Investigating Justice are, as follows:
“Complainant Padilla contends that respondent Justice
Asuncion committed gross ignorance of the law in issuing the October 30, 2001
resolution which extended indefinitely the duration of the TRO issued on July
24, 2001, by ordering the parties to maintain the status quo, pending resolution of the PNB’s motion for
reconsideration, in violation of Rule 58, Section 5 of the Rules of Court. Atty. Padilla further contends that
respondent’s failure to speedily resolve PNB’s motion for reconsideration dated
June 13, 2001, Archinas’ motion for reconsideration dated November 5, 2001 and
her numerous motions for early resolution thereof constitute culpable dereliction
of duty. Atty. Padilla stressed that
respondent Justice’s reliance on Eternal Gardens Memorial Park Corporation v.
Court of Appeals,[16]
decided in 1988, to justify the issuance of the two resolutions constitutes
gross ignorance of the law, considering that the ruling thereon was set aside
by the Supreme Court in 1993 in the case of
“Respondent Justice Asuncion stressed that the
“We are not convinced. The
‘WHEREFORE,
to prevent irreparable injury, the public respondent is temporarily enjoined from implementing the
assailed Writ of Execution
dated
“Technically, status
quo is “defined as the last actual,
peaceful and uncontested status
that precedes the actual controversy, that which is existing at the time of the
filing of the case”[18] However, the Supreme Court has ruled that a status quo ante order has “the nature of a temporary restraining order”[19]. Thus, the decretal portion of the resolution
of
“Respondent Justice cannot seek refuge behind the
until respondent could act on the PNB motion for
reconsideration which he did only as late as
“We agree with complainant Padilla that the
deliberate act of respondent Justice Asuncion in extending indefinitely the
temporary restraining order or the status
quo order pending resolution of PNB’s motion for reconsideration, relying
on the
“x x x Judges are expected to exhibit more than just
cursory acquaintance with statutes and procedural laws. They must know the laws and apply them
properly in all good faith. Judicial
competence requires no less. Unfamiliarity with the rules is a sign of
incompetence. Basic rules must be at the
palm of his hand. x x x When a judge
displays utter lack of familiarity with the rules, he erodes the confidence of
the public in the courts. Ignorance of
the law is the mainspring of injustice.[24] Worse, respondent justice’s ignorance of
procedural law is exacerbated by his sloth
in resolving PNB’s motion for reconsideration (See Garchitorena case, 422 Phil. 246 [2001], on reconsideration, 426
Phil. 01 [2002]) To compound matters,
Ms. Archinas motion for reconsideration date November 5, 2001, was not resolved
at all.”[25]
THE COURT’S RULING
We adopt the findings
of the Investigating Justice.
The Constitution
mandates lower collegiate courts to decide or resolve cases or matters within
twelve months from date of submission.[26] Section 3, Rule 52 of the Revised Rules of
Court requires motions for reconsideration to be resolved within ninety
days. Section 5, Canon 6 of the New Code
of Judicial Conduct provides that “(J)udges
shall perform all judicial duties, including the delivery of reserved
decisions, efficiently, fairly and with reasonable promptness.”
Indeed, the essence
of the judicial function, as expressed in Section 1, Rule 135 of the Revised
Rules of Court is that “justice shall be
impartially administered without unnecessary delay.”
In Arap v. Judge Amir Mustafa,[27]
We held that:
The
Court has constantly impressed upon judges the need to decide cases promptly
and expeditiously, for it cannot be gainsaid that justice delayed is justice
denied. Delay in the disposition of
cases undermines the people’s faith and confidence in the judiciary. Hence, judges are enjoined to decide cases
with dispatch. Their failure to do so
constitutes gross inefficiency and warrants the imposition of administrative
sanction against them.
The record shows
that, as of
Notably, of the
seventy-one (71) motions for reconsideration pending resolution, forty-six were
filed in 2004 or earlier, with one dating all the way back to 2000. Five were filed in 2001, sixteen in 2002, ten
in 2003, and thirteen in 2004. Respondent’s
proffered justification is that the delay was caused by the reorganization of
the CA, his assignment to the CA Cebu Station and his transfer back to
This intolerable inaction
is aggravated by misrepresentation. Upon
his assignment to the CA Cebu Station, respondent listed only nine (9) cases
allegedly unresolved by and pending with him.
The findings of the Investigator belie this assertion.
The excuse that respondent was burdened by a
heavy caseload, owing to the cases initially assigned to him, those raffled daily
and those re-raffled from among the cases originally handled by promoted or
retired justices, must also fall flat. As aptly stated by the Investigating Justice,
other CA justices are likewise subjected to such a heavy caseload, and yet,
have not incurred such inexcusable delay.
As to respondent’s other administrative assignments, including
organizing special events, the respondent should only be reminded that
decision-making is the primordial and most important duty of a member of the
judiciary.[28]
The delay incurred by respondent
Justice Asuncion in deciding or resolving the numerous cases and matters
mentioned above is, therefore, unjustified.
Even in the case of PNB v. NLRC and
Archinas alone, the respondent’s failure to resolve PNB’s
We have already ruled that the failure
of a judge to decide a case within the required period constitutes gross inefficiency[29]
which, if the case remains undecided for years, would become serious misconduct
that would justify dismissal from the service.[30]
In the case of
respondent Justice Asuncion, the prolonged delay in deciding or resolving such
a staggering number of cases/matters assigned to him, borders on serious
misconduct which could subject the respondent to the maximum administrative
sanction.
In A. M. No.
06-44-CA-J, We agree with the Investigating Justice that respondent’s
“deliberate act of extending indefinitely the temporary restraining order or
the status quo order pending resolution of PNB’s motion for reconsideration,
relying on the Eternal Gardens Memorial
Park case, betrays his culpable gross ignorance of the law.”
As correctly put by Investigating
Justice Pardo,
The
Yet, the purpose was clear; the
Such failure to follow basic legal
commands embodied in the law and the Rules constitutes gross ignorance of the
law, from which no one is excused, and surely not a judge.[31] In Genil
v. Rivera,[32]
We declared that judges owe it to the public to be knowledgeable, hence
they are expected to have more than just a modicum of acquaintance with the
statutes and procedural rules.
While a judge is presumed to act with
regularity and good faith in the performance of judicial functions, a blatant
disregard of the clear and unmistakable provisions of a statute, as well as
Supreme Court circulars enjoining strict compliance therewith, upends this
presumption and subjects the magistrate to administrative sanctions.[33]
Citing Castanos v. Escano, Jr.,[34]
this Court, in Macalintal v. Teh,[35]
had occasion to state:
“When
the inefficiency springs from a failure to consider so basic and elemental a
rule, a law or a principle in the discharge of his functions, a judge is either
too incompetent and undeserving of the position and title he holds or he is too
vicious that the oversight or omission was deliberately done in bad faith and
in grave abuse of judicial authority. In
both cases, the judge’s dismissal is in order.”
The respondent Justice would seek to
extricate himself from any liability by invoking the convenient excuse that the
resolutions of
However, what We said in Guerrero v. Villamor[36]
is instructive:
“For liability to attach for ignorance of the law,
the assailed order, decision or actuation of the judge in the performance of
official duties must not only be found erroneous but, most importantly, it must
also be established that he was moved by bad faith, dishonesty, hatred, or some
other like motive.[37] x
x x
“Conversely,
a charge for either ignorance of the law or rendering an unjust judgment will
not prosper against a judge acting in good faith. Absent the element of bad faith, an erroneous
judgment cannot be the basis of a charge for any said offenses, mere error of
judgment not being a ground for disciplinary proceedings.”[38]
Using this
pronouncement as the norm, We now must consider the totality of the charges
against the respondent, as well as the convergence of attendant and subsequent events. On
From this sequence
of events, a number of questions arise. If
the respondent could issue the resolutions of
The Investigating Justice supplies the
answer in his Report thus: “His (respondent’s) ‘interest’ in the case is
‘manifest’ in that, despite his assignment in Cebu City on July 7, 2004, he did
not unload the case to Justice Zenarosa (Office Order No. 212-04-CG). Worse, he recalled the case upon his return
to the CA Manila station.”
To the Court, these are badges of bad
faith and manifest undue interest attributable only to the respondent, and not
to the other two justices of the CA Division.
Accordingly, only the respondent must be made to suffer the
consequences.
Besides, the five-year delay in the
resolution of the PNB motion for reconsideration would already constitute
serious misconduct that would justify
dismissal from the service[39]
Administrative Penalties
In A. M. No. 06-6-08-CA, respondent is
charged with undue delay in rendering a decision or order. Under Rule 140 of the Rules of Court,[40] undue
delay in rendering a decision or order is classified as a less serious charge
which may be penalized by (1) suspension from office without salary and other
benefits for not less than one nor more than three months; or (2) a fine of
more than P10,000 but not exceeding P20,000.
On the other hand, gross ignorance of
the law, for which respondent is being faulted in A. M. No. 06-44-CA-J, is
considered a serious charge, and carries the penalty of (1) dismissal from the
service, forfeiture of all or part of the benefits as the Court may determine,
and disqualification from reinstatement or appointment to any public office,
including government-owned or controlled corporations: provided, however, that
the forfeiture of benefits shall in no case include accrued leave credits; (2)
suspension from office without salary and other benefits for more than three
but not exceeding six months; or (3) a fine of more than P20,000 but not
exceeding P40,000.
The Investigating Justice recommends
the maximum penalty for each of the two offenses.
WHEREFORE, in A. M. No.
In A. M. No. 06-44-CA-J, for gross ignorance
of the law and manifest undue interest, Associate Justice Elvi John S. Asuncion
of the Court of Appeals is hereby ordered DISMISSED
FROM THE SERVICE with forfeiture of retirement benefits, except leave credits.
This Decision
is final and immediately executory.
SO
ORDERED.
REYNATO S. PUNO
Chief Justice
LEONARDO A. QUISUMBING CONSUELO YNARES-SANTIAGO
Associate
Justice Associate
Justice
ANGELINA SANDOVAL-GUTIERREZ ANTONIO T. CARPIO
Associate Justice Associate Justice
MA. ALICIA AUSTRIA-MARTINEZ RENATO C. CORONA
Associate
Justice Associate Justice
CONCHITA CARPIO-MORALES ROMEO J. CALLEJO, SR.
Associate Justice
Associate Justice
ADOLFO
S. AZCUNA DANTE
O. TINGA
Associate Justice Associate Justice
MINITA V. CHICO-NAZARIO CANCIO
C. GARCIA
Associate Justice Associate Justice
PRESBITERO J. VELASCO, JR. ANTONIO
EDUARDO B. NACHURA
Associate
Justice Associate Justice
[1] Received
in the Office of the Chief Justice on
[2] Annex “J”, Report and Recommendation of Justice Bernardo P. Pardo.
[3] Annex “M”, Report.
[4] Office Order No. 212-04-CG, issued by the Presiding Justice, CA.
[5] Annex “K”, Report.
[6] Annex “N, Report.
[7] Report, pp. 7-8.
[8] Annexes “Q”, “Q-1” to “Q-3”, Report.
[9] Annexes “T” and “T-1”, Report.
[10] Report, pp. 54-56.
[11] Report, p. 12.
[12] Report, p. 25.
[13] Report, p. 30.
[14] Report, citing Ubarra v. Tecson, 219 Phil. 04, 08 (1985).
[15] Report, pp. 51-52.
[16] G.R.
No. L-50054, 164 SCRA 421 (1988).
[17] G.R. No. 99289-90, 217 SCRA 633 (1993).
[18] Cortez-Estrada v. Heirs of Domingo Samut & Antonio Samut, G.R. No. 154407, 451 SCRA 275, 289 (2005).
[19] Nilo Dojillo v. Commission on Elections, G.R.
No. 166542,
[20] Cf Golangco v. Villanueva, 343 Phil. 937, 946 (1997), Johannesburg Packaging Corporation v. Court of Appeals, G.R. No. 95509, 216 SCRA 439 (1992).
[21] Ibid., at p. 946.
[22] Asset Privatization Trust v. Court of Appeals, G.R. No. 101344, 214 SCRA 400, 406 (1992), citing Golden Gate Realty Corporation v. Intermediate Appellate Court, 152 SCRA 685 (1987), Delbros Hotel Corporation v. Intermediate Appellate Court, G.R. No. 72566, April 12, 1988, Paras v. Judge Roura, A.C. No. 3180, 163 SCRA 01 (1988).
[23] Cf. Carbungco v. Court of Appeals, G.R. No. 78265, Janaury 20, 1990, 181 SCRA 313, 315, cited in Justice Oscar M. Herrera, Remedial Law, Vol. III, 1993, p. 116.
[24] Boiser
v. Aguirre, Jr., A.M. No. RTJ-04-1886,
[25] Report, pp. 56-60.
[26] Sec. 15(1), Article VIII, Philippine Constitution.
[27]
A.M. No. SCC-01-7, 379 SCRA 1, 5 (2002), citing Sanchez v. Vestil, 298 SCRA 1
(1998) and Bernardo v. Fabros, A.M.
No. MTJ-99-1189, 307 SCRA 28, 35
(1999).
[28] Rivera v. Lamorena, A.M. No. RTJ-97-1391,
280 SCRA 633 (1997).
[29] Medina v. De Guia, A.M. No. RTJ-88-216,
219 SCRA 153 (1993).
[30] Sabado v. Cajigal, A.M. No. RTJ-91-666, 219 SCRA 800 (1993).
[31] Guillen v. Canon, 424 Phil. 81 (2002).
[32] A.M.
No. MTJ-06-1619,
[33] Caguioa v. Lavina, A.M. No. RTJ-00-1553, 345 SCRA 49, 61 (2000).
[34] A.M. No. RTJ-93-955, 251 SCRA 174 (1995).
[35] A.M. No. RTJ-97-1375, 280 SCRA 623 (1997).
[36] A.M. No. RTJ-90-483 & RTJ-90-617, 296 SCRA 88 (1998).
[37] Citing
Dela Cruz v.
[38]
[39] Sabado v. Cajigal, A.M. No. RTJ-91-666, 219 SCRA 800 (1993).
[40] As
amended by A.M. No.